【每日一练】CFA 一级（2015年）

Question：

Francesca Ndenda, CFA, and Grace Rutabingwa work in the same department for New Age Managers, with Rutabingwa reporting to Ndenda. Ndenda learns that Rutabingwa received a Notice of Enquiry from the Professional Conduct Program at CFA Institute regarding a potential cheating violation when she sat for the CFA exam in June. As Rutabingwa's supervisor, Ndenda is afraid that Rutabingwa's behavior will be seen as a violation of the Code and Standards. Does Ndenda most likely have cause for concern? 
A. No, not until Rutabingwa is found guilty of cheating 
B. Yes 
C. No, because her responsibilities do not apply 

Answer = C 
A supervisor's responsibilities relate to detecting and preventing violations by anyone subject to their supervision or authority regarding activities they supervise. Ndenda had no way of detecting and/or preventing Rutabingwa from cheating during the CFA exam, if in fact that is what she did, because it was an event she did not attend.

CFA Level I
"Guidance for Standards I-VII," CFA Institute
Standard IV(C)

更多精彩：

这可能是目前zui快通过CFA、FRM双证的捷径了

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