【每日一练】CFA 一级（2015年）

Question：

Carolina Ochoa, CFA, is the chief financial officer at Pantagonia Computing. Ochoa is currently the subject of an inquiry by Pantagonia's corporate investigations department. The inquiry is the result of an anonymous complaint accusing Ochoa of falsifying travel expenses for senior management related to a government contract. According to the CFA Institute Code of Ethics and Standards of Professional Conduct, it is most appropriate for Ochoa to disclose the allegations: 
A. to CFA Institute when the investigation concludes. 
B. on her Professional Conduct Statement. 
C. to CFA Institute if the allegations are proven correct. 

Answer = B 
Members and candidates must self-disclose on the annual Professional Conduct Statement all matters that question their professional conduct, such as involvement in civil litigation or criminal investigations or being the subject of a written complaint.

CFA Level I
"Code of Ethics and Standards of Professional Conduct"

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