【每日一练】CFA 一级（2015年）

Question：

Which of the following statements concerning requirements under Standard V(B)–Communication with Clients and Prospective Clients is least likely accurate? This standard requires members and 
candidates to: 
A. divulge the number of investment related personnel responsible for external communication. 

B. distinguish between fact and opinion in the presentation of investment analysis and recommendations. 

C. disclose the basic format and general principles of the investment process. 

Answer = A 
Standard V(B)–Communication with Clients and Prospective Clients does not limit the type or number of staff responsible for external communication.

CFA Level I
“Standards of Professional Conduct,” CFA Institute
Standard V(B)–Communication with Clients and Prospective Clients

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